Featured Publications

Financial Institutions: Alert - January 31, 2012

The Dodd-Frank Wall Street Reform and Consumer Protection Act impacted many investment advisers who previously were not registered.

More

Securities & Financial News to Note : Bulletin - February 6, 2012

This bulletin is published every other week on Monday and is disseminated via electronic mail. It features brief summaries of current legal developments in the SEC/corporate, accounting/tax, banking, litigation, as well as other business and financial service areas when appropriate.

More

Search Our Library

Search

  • Printer friendly
  • Email this page to a friend
  • Generate a PDF version of this page

Articles & White Papers
Corporate Governance

Does the SEC Demand More in Settlement Than It Can Get at Trial?
 

Securities Regulation & Law Report (BNA), Vol. 33, No. 16

April 1, 2001
 
Mitchell E. Herr- Miami

Holland & Knight attorney Mitchell E. Herr authored, “Does the SEC Demand More in Settlement Than It Can Get at Trial?" featured in Securities Regulation & Law Report.

Please Click Here to view the article.

Copyright 2001 by The Bureau of National Affairs, Inc. Reproduced with permission from Securities Regulation & Law Report, Vol. 33, No. 16, pp. 607-613 (April 23, 2001). (800-372-1033) www.bna.com

Related Practices