Featured Publications

Securities & Financial News to Note : Bulletin - February 6, 2012

This bulletin is published every other week on Monday and is disseminated via electronic mail. It features brief summaries of current legal developments in the SEC/corporate, accounting/tax, banking, litigation, as well as other business and financial service areas when appropriate.

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Financial Institutions: Alert - January 31, 2012

The Dodd-Frank Wall Street Reform and Consumer Protection Act impacted many investment advisers who previously were not registered.

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Books
Compliance Services

Corporate Compliance Answer Book
 

Practising Law Institute

January 6, 2009
 

Holland and Knight attorneys authored the Corporate Compliance Answer Book. This up-to-date guide provides information on internal investigations, risk assessments, developing records management programs, and additional information on how to development an effective compliance program. This book is available to purchase from the Practising Law Institute (PLI). Click here for additional information on the book or to purchase.

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