Mitchell E. Herr

Mitchell E. Herr exclusively concentrates his legal practice in securities litigation, primarily SEC and FINRA enforcement matters. Mr. Herr frequently lectures on the defense of SEC and FINRA proceedings and resides in Holland & Knight's Miami, Florida office. Mr. Herr is a member of the following legal practice teams:

• Securities Litigation – defends corporate clients and their directors and officers, broker-dealer firms and registered investment advisers and their associated registered persons, mutual funds and hedge funds in SEC and FINRA matters, securities class actions, shareholder derivative lawsuits and FINRA arbitration claims.
• Financial Services and Compliance Services – counsels financial institutions, including broker dealers, registered investment advisers, mutual funds and hedge funds on SEC and FINRA compliance and enforcement matters.
• Corporate Governance – counsels corporate clients and their directors and officers on corporate governance issues including compliance with SEC requirements.
• Investigations and Compliance Services and Foreign Corrupt Practices Act – conducts internal corporate investigations and interfaces with the SEC and prosecutorial agencies.
• Financial Recovery Team – assists clients with the dramatic and unprecedented developments in the global financial markets. This interdisciplinary group of lawyers and professionals from around the country has significant experience in banking regulations, government contracts, finance, government relations, real estate, business issues and litigation. They will counsel clients on the issues and opportunities facing them during this uncertain time.