Miami Broker-Dealer Compliance Roundtable

Seminar
February 11, 2014
|
8:30 AM UTC Time-12
Holland & Knight
701 Brickell Avenue
Miami, FL 33131
Litigation Partner Mitchell Herr will speak as a panelist at the Miami Broker-Dealer Compliance Roundtable. ACA Compliance Group and Holland & Knight will present this seminar for in-house counsel and compliance officers to discuss topics related to the regulatory requirements for broker-dealers.

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