Miami Broker-Dealer Compliance Roundtable

Seminar
February 10, 2015
|
8:30 AM - 11:00 AM ET
Holland & Knight
701 Brickell Avenue
Miami, FL
Holland & Knight will host the Miami Broker-Dealer Compliance Roundtable that will assist broker-dealer compliance professionals in dealing with current regulatory challenges. Compliance Services attorney Mitchell Herr will speak on the panel that will focus on 2015 compliance planning and regulatory examination priorities.

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