SECond Opinions Blog https://www.hklaw.com/en/insights/blogs/second-opinions-blog Holland & Knight's SECond Opinions Blog offers analysis covering U.S. Securities and Exchange Commission (SEC) news, enforcement actions and agency rulemaking.

]]> SEC Speaks – Are You Listening? Jasmine Chean Sorrentino, Allison Kernisky, Jessica B. Magee Fri, 03 Apr 2026 00:00:00 -0500 https://www.hklaw.com/en/insights/publications/2026/04/sec-speaks-are-you-listening FinCEN Imposes Record Penalty on Broker-Dealer: Compliance Lessons Going Forward Gabriel Caballero Jr., Stephanie L. Connor, Siana Danch, Andres Fernandez, Peter Hardy, Kristen Jimenez, Jessica B. Magee, Daniel A. Noste, Matt Rosenbaum, Madeline Schonberger Mon, 23 Mar 2026 00:00:00 -0500 https://www.hklaw.com/en/insights/publications/2026/03/fincen-imposes-record-penalty-on-broker-dealer SEC Initiates Review of ESG Fund Names Rule Amy L. Edwards, Alexandra E. Ward, Maggie P. Pahl, Jessica B. Magee, Danielle Reyes, Olesya Bakar, Jennifer A. Connors Wed, 04 Mar 2026 00:00:00 -0600 https://www.hklaw.com/en/insights/publications/2026/03/sec-initiates-review-of-esg-fund-names-rule "Everywhere You Want to Be" Except Federal Court Martin L. Seidel, Allison Kernisky, Jason A. Fitzgerald Tue, 03 Mar 2026 00:00:00 -0600 https://www.hklaw.com/en/insights/publications/2026/03/everywhere-you-want-to-be-except-federal-court Holland & Knight and SECond Opinions Welcome Camelia Lopez Shoemaker Jessica B. Magee, Camelia Lopez Shoemaker, Allison Kernisky Tue, 20 Jan 2026 00:00:00 -0600 https://www.hklaw.com/en/insights/publications/2026/01/holland-knight-and-second-opinions-welcome-camelia-lopez-shoemaker CERTainly Getting Interesting: Supreme Court Again to Address SEC's Power to Obtain Disgorgement Jessica B. Magee, Allison Kernisky, Brandon Len King Wed, 14 Jan 2026 00:00:00 -0600 https://www.hklaw.com/en/insights/publications/2026/01/certainly-getting-interesting-supreme-court-again-to-address