SECond Opinions Blog https://www.hklaw.com/en/insights/blogs/second-opinions-blog Holland & Knight's SECond Opinions Blog offers analysis covering U.S. Securities and Exchange Commission (SEC) news, enforcement actions and agency rulemaking.

]]> Sunshine on Settlements: The SEC Rescinds Its Decades-Old "No-Deny" Settlement Policy Katia Sophia Leiva, Allison Kernisky, Jessica B. Magee Wed, 27 May 2026 00:00:00 -0500 https://www.hklaw.com/en/insights/publications/2026/05/sunshine-on-settlements-the-sec-rescinds-its-decades-old-no-deny Making IPOs Great Again: SEC Leaders Double Down on Capital Formation Agenda Mary Ellen Stanley, Jessica B. Magee, David B. Allen, Chauncey M. Lane, Michael W. Stockham Tue, 19 May 2026 00:00:00 -0500 https://www.hklaw.com/en/insights/publications/2026/05/making-ipos-great-again-sec-leaders-double-down SEC's Enforcement Director Delivers First Public Remarks Jessica B. Magee, Allison Kernisky Thu, 14 May 2026 00:00:00 -0500 https://www.hklaw.com/en/insights/publications/2026/05/sec-enforcement-director-delivers-first-public-remarks Fraud Enforcement Is Alive and Well: $160 Million Scheme Draws Parallel DOJ and SEC Action Camelia Lopez Shoemaker, Jessica B. Magee, Allison Kernisky Fri, 10 Apr 2026 00:00:00 -0500 https://www.hklaw.com/en/insights/publications/2026/04/fraud-enforcement-is-alive-and-well Looking Back, Looking Ahead: SEC FY 2025 Results and New Enforcement Director Named Jessica B. Magee, Allison Kernisky Thu, 09 Apr 2026 00:00:00 -0500 https://www.hklaw.com/en/insights/publications/2026/04/looking-back-looking-ahead-sec-fy-2025-results SEC Speaks – Are You Listening? Jasmine Chean Sorrentino, Allison Kernisky, Jessica B. Magee Fri, 03 Apr 2026 00:00:00 -0500 https://www.hklaw.com/en/insights/publications/2026/04/sec-speaks-are-you-listening FinCEN Imposes Record Penalty on Broker-Dealer: Compliance Lessons Going Forward Gabriel Caballero Jr., Stephanie L. Connor, Siana Danch, Andres Fernandez, Peter Hardy, Kristen Jimenez, Jessica B. Magee, Daniel A. Noste, Matt Rosenbaum, Madeline Schonberger Mon, 23 Mar 2026 00:00:00 -0500 https://www.hklaw.com/en/insights/publications/2026/03/fincen-imposes-record-penalty-on-broker-dealer SEC Initiates Review of ESG Fund Names Rule Amy L. Edwards, Alexandra E. Ward, Maggie P. Pahl, Jessica B. Magee, Danielle Reyes, Olesya Bakar, Jennifer A. Connors Wed, 04 Mar 2026 00:00:00 -0600 https://www.hklaw.com/en/insights/publications/2026/03/sec-initiates-review-of-esg-fund-names-rule "Everywhere You Want to Be" Except Federal Court Martin L. Seidel, Allison Kernisky, Jason A. Fitzgerald Tue, 03 Mar 2026 00:00:00 -0600 https://www.hklaw.com/en/insights/publications/2026/03/everywhere-you-want-to-be-except-federal-court