Joshua Wirth is a financial services attorney in Holland & Knight's Miami office. Mr. Wirth is a member of the firm's Broker-Dealer Regulation and Compliance Practice, International Financial Regulations Practice and Investment Management Team.
Mr. Wirth assists clients on a wide range of federal and state securities laws, as well as on compliance with the rules of the Financial Industry Regulatory Authority (FINRA). He focuses his practice on broker-dealer and investment adviser regulatory issues. In this regard, Mr. Wirth also advises clients on cross-border issues related to product offerings, registration and other international compliance matters.
Prior to joining Holland & Knight, Mr. Wirth advised insurance companies and their registered investment companies, investment advisers and broker-dealers on federal securities laws and insurance matters.
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