Corporate Compliance Answer Book

Holland & Knight's Compliance Services and Education Teams, along with attorneys throughout the firm, collaborated on the 2017 edition of the Practising Law Institute's (PLI) Corporate Compliance Answer Book.

The book serves as a guide in a question and answer format, helping readers to use risk assessment, apply gap analyses, conduct internal investigations, develop records management programs, satisfy labor and employment mandates, environmental rules, lobbying and campaign finance laws, export control regulations, and FCPA anti-bribery standards, and make voluntary disclosures of illegalities, among other topics.

Visit PLI's website for more information and to order a copy.

Corporate Compliance Answer Book Chapter/Author Information

• Chapter 1: The Business Case for Compliance Programs – Chris Myers and Michael Manthei
• Chapter 2: Implementation of Effective Compliance and Ethics Programs and the Federal Sentencing Guidelines – Steven Gordon
• Chapter 4: Risk Assessment and Gap Analysis – Kwamina Williford
• Chapter 5: Records Management – Ieuan Mahony
• Chapter 6: Internal Investigations – Gregory Baldwin
• Chapter 7: Electronic Discovery – Sonya Strnad
• Chapter 8: Voluntary Disclosure of Wrongdoing – Michael Manthei
• Chapter 9: Witness Preparation – Dan Small
• Chapter 10: Settling with the Government – Mark Flessner and Simon Auerbach
• Chapter 11: The False Claims Act – Lynne Halbrooks, Tim Taylor
• Chapter 12: Privacy and Security of Personal Information – Ieuan Mahony and Max Bodoin
• Chapter 13: Procuring Computing Resources: IP Licensing, Outsourcing, and Cloud Computing – Ieuan Mahony
• Chapter 14: Government Contractors – David Black, Thomas Brownell and William Pannier
• Chapter 15: International Investigations – Steven Gordon
• Chapter 16: Foreign Corrupt Practices Act – Don Zarin and Tim Belevetz
• Chapter 17: Export Controls – Antonia Tzinova, Ron Oleynik, and Jonathan Epstein
• Chapter 18: Corporate Political Activity – Chris DeLacy
• Chapter 19: Environmental Law – Bonni Kaufman and Stacy Watson May
• Chapter 23: Medicare Part D – Jeffrey Mittleman and Ilena Stein
• Chapter 24: Managed Care Organizations – Jeffrey Mittleman
• Chapter 25: Pharmaceutical and Medical Device Manufacturers – Michael Manthei, William Gould and Jenna Phipps Bigornia
• Chapter 26: HIPAA Security and Privacy – Shannon Hartsfield
• Chapter 27: The Affordable Care Act: Compliance and Enforcement – Christopher Myers, Michael Manthei and John Irving
• Chapter 28: The Affordable Care Act: Employer Obligations – Ken Jenero
• Chapter 29: Anti-Money Laundering – Greg Baldwin
• Chapter 30: Sarbanes-Oxley Act of 2002 – Richard Williams and Jerome Hoffman
• Chapter 32: SEC Investigations of Public Companies – Mitchell Herr
• Chapter 33: Directors and Officers Liability Insurance – Thomas Bentz
• Chapter 34: Cyber Liability Insurance – Thomas Bentz
• Chapter 35: Executive Compensation – Robert Friedman, David O’Leary and Christopher Buch
• Chapter 36: Institutions of Higher Education – Kwamina Williford, Paul Lannon and Nathan Adams
• Chapter 37: Labor and Employment Law – Ken Jenero
• Chapter 38: Anti-Human Trafficking and Forced Labor – William Shepherd, Vince Farhat and John Canale