Federal Audits of Indian Tribal Governments and Gaming Facilities: What We Have Learned (Part Two)
Anti-Money Laundering (AML) Compliance Audits by IRS/FinCen
The Holland & Knight Indian Law Practice Group is hosting a four-part webinar series titled "Federal Audits of Indian Tribal Governments and Gaming Facilities: What We Have Learned." Speakers include Holland & Knight attorneys with experience defending tribal governments faced with audits of their books, records and operations by various agencies of the federal government.
Indian Law Partner Kathleen Nilles and Associate Bill Wood and Anti-Money Laundering Partner Greg Baldwin will lead part two titled "Anti-Money Laundering (AML) Compliance Audits by IRS/FinCEN."
Topics to be discussed include:
I. how to prepare for and respond to an AML compliance audit
II. what to expect in the AML audit – the three stages of the audit process
III. what to do with "deficiencies" reported by the AML audit team