Cyber Attack Coming? Watch Out for SEC Proposed Rulemaking
Securities Enforcement Defense attorneys Jessica Magee and Scott Mascianica welcome Allworth General Counsel Barry Greenberg to this episode of Coffee & Conversation. Their chat focuses on cybersecurity and proposed rulemaking by the U.S. Securities and Exchange Commission (SEC). The attorneys and special guest discuss priorities and concerns that businesses should be wary of when it comes to data privacy.
Ms. Magee focuses her practice on SEC, U.S. Department of Justice and other federal and state governmental investigations and enforcement actions. She is a former SEC Enforcement Senior Officer, former financial services general counsel, and experienced trial lawyer with extensive experience leading trials, investigations, enforcement actions and private litigation.
Currently, Mr. Mascianica is an investigative and litigation attorney and a member of Holland & Knight's White Collar Defense and Investigations Team and the Securities Enforcement Defense Team. He previously served as an Assistant Regional Director in the SEC's Division of Enforcement where he supervised numerous cyber investigations.
Apart from being a general counsel for Allworth financial and independent wealth management firm, Mr. Greenberg is also a SEC registered investment advisor. Mr. Greenberg also served as a SEC Branch Chief, where he was responsible for supervising regulatory enforcement investigations.