Latin America Wealth Management Roundtable

Holland & Knight Program
CLE Available, Seminar
April 25, 2017
4:00 PM - 6:30 PM ET
Holland & Knight
701 Brickell Avenue
Suite 3300
Miami, FL 33131

Please join Holland & Knight for a roundtable discussion about the effect of recent regulatory developments on cross-border private wealth management, including:

  • Key SEC and FINRA developments
  • Regulatory issues in Latin America and the Caribbean
  • Recent Office of Foreign Assets Control (OFAC) designations of foreign financial institutions
  • Customer due diligence

Broker-dealers, investment advisers and other wealth management firms with clients in Latin America will benefit from this program. We look forward to you joining us for this special event.


Holland & Knight is an approved CLE provider in several jurisdictions, including California, Georgia, Illinois, New York and Texas. All reasonable efforts to seek CLE credits for this program will be made. In certain instances, some programs may not be awarded CLE credits because of either content or jurisdictional restrictions. For New York attorneys, this program's format qualifies for CLE for transitional (newly admitted) and experienced attorneys.

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