In the current regulatory environment, federal bank regulatory agencies are taking a more aggressive examination and enforcement against banks from Wall Street to Main Street. Experience has shown that regulators are not looking only at the regulated banks but also at directors, senior executive officers and third-party relationships of the banks, all with the focus of ensuring that banks avoid violations of law as well as unsafe or unsound.
During this program, Holland & Knight Partner Travis Nelson will review the agencies' processes and procedures, from initial examinations, to more formal investigations and enforcement actions.
We hope you can join us for this highly informative program.
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